Secretarial Audit

Examine and evaluate your company’s compliance with rules and regulations as stated under various laws. Contact one of our experts to learn more about how it might benefit your business.

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What is a Secretarial Audit?

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For checking whether the company has complied with the provisions of various laws applicable to it, an independent professional who is a practicing Company Secretary (CS) is appointed by the Board of Directors who ensures that all the legal and procedural requirements are complied with and there are proper mechanisms to monitor the compliances as per various laws.
Related read: How To Register A Company In India: A Step By Step Guide
What is the Scope of Secretarial Audit?



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No, only a practicing Company Secretary (CS) who is a member of the Institute of Company Secretary (ICSI) having a valid Certificate of Practice (COP) can conduct a secretarial audit.

In case of any contravention, the defaulting person will be punished with a minimum fine of ₹ 1,00,000 and a maximum fine of ₹ 5,00,000.

Yes, private limited or small companies are allowed to voluntarily opt for secretarial audit for ensuring compliances with different laws applicable to them and mitigate the risk associated with non-compliances.

Listed companies and other large companies should conduct a secretarial audit every quarter and for smaller companies secretarial audit can be conducted at the end of the year

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